Compliance as a governance instrument for state-owned banks: an analysis of state-owned banks listed on B3

Name: THIAGO ROOZEVELT DE SOUZA

Publication date: 26/03/2024

Examining board:

Namesort descending Role
ANTONIO VINICIUS SILVA CALDAS Examinador Externo
DELCI GRAPEGIA DAL VESCO Examinador Externo
FERNANDA FILGUEIRAS SAUERBRONN Presidente
ROBSON ZUCCOLOTTO Examinador Interno
VITOR CORREA DA SILVA Examinador Interno

Summary: The adoption of laws such as Anti-Corruption Law and State-Owned Companies Law had a
clear impact on the governance of Brazilian state-owned companies, through the improvement
of compliance mechanisms, which deal with aspects of integrity, ethics and combating
corruption. The process of adapting to new legislation by companies in the same economic
sector and with government control can lead to behavior in which companies adopt practices
similar to other organizations that are already, in some way, adapted to the environment. In
this way, the project aims to understand how isomorphic mechanisms contributed to the
construction of compliance mechanisms in state-owned banks listed on B3, and the research
method adopted will be a qualitative research, which will use a documentary analysis. The
results indicate that banks show great similarity in the implementation of integrity policies
and that there is strong evidence regarding the implementation of impression management
practices, given that the communication and public image strategies adopted by organizations
are shaped by the intersection between the institutional and stakeholder demands.

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